
Policy Title: Federal Compliance Requirements
Number: FDCR.A.10.010
An institution accredited by the Commission or seeking accreditation or candidate status shall demonstrate that it meets each of the Commission’s federal compliance requirements. This expectation shall apply to an institution regardless of whether the institution is participating in the Title IV program. However, an institution that does not participate in the Title IV program shall be exempted from that federal compliance requirement related to demonstrating that the institution is meeting its Title IV program responsibilities.
An institution shall provide evidence of meeting these requirements in preparation for comprehensive evaluations for Candidacy, Initial Accreditation and Reaffirmation of Accreditation and upon demand by the Commission. The comprehensive evaluation or other team will weigh the information and its relationship to the Criteria for Accreditation, and/or the requirements of the Candidacy program. If a team determines that an institution has failed to meet these requirements or if the team determines that issues in meeting these requirements raise concerns about the institution’s ability to meet the Criteria for Accreditation, Core Components or Assumed Practices, it may recommend further monitoring, sanction, the issuance of a Show-Cause Order, or withdrawal of accreditation or candidacy.
The Commission reserves the right to call for special monitoring related to an institution’s status with regard to these requirements and any implications for its compliance with the Criteria for Accreditation, Core Components, Assumed Practices or other HLC requirements, as appropriate, when findings by the U.S. Department of Education or by another recognized accreditor indicate there may be significant noncompliance with the Higher Education Act, as amended, or that the integrity of the institution and its educational programs might be in jeopardy.
Policy History
Last Revised: November 2020
First Adopted: February 1996
Revision History: Adopted February 1996, effective September 1996; revised February 199; edited October 2003; renumbered November 2010; revised and split between policies 4.0 and 4.0(d) June 2012; revised June 2019, effective September 1, 2019; June 2020, November 2020
Notes: Former policy: 1.7 "Institutional Compliance with the Higher Education Reauthorization Act"; see also new Policy 4.5 "Institutional Compliance with the Title IV Program Responsibilities."